MARGIN TRADING FROM A TO Z: A COMPLETE GUIDE TO BORROWING, INVESTING AND REGULATION
商品資訊
相關商品
商品簡介
作者簡介
目次
商品簡介
Margin Trading from A to Z offers a step-by-step explanation of the mechanics of the margin account. Filled with in-depth insights and expert advice, this book uses a hands-on approach to show how a Regulation T Margin Call is arrived at; how it may be answered; and how an account looks once a call is issued and after the call is met. Other items covered by this detailed guide include minimum maintenance requirements, short selling, memorandum accounts, options, hedge funds, and portfolio margining. The book includes quiz questions and a comprehensive exam.
作者簡介
Michael T. Curley has fifty years of experience in the field of finance, including fifteen years in the banking industry and fifteen years in the brokerage industry. He has attained experience as a manager of operations at Citibank, as a vice president of operations at both State Street and Hartford Trust Company of New York, and from work in the Division of Compliance, Finance, and Margin at the New York Stock Exchange. Since 1987, Curley has been a full-time financial trainer and consultant. He currently teaches at the New York Institute of Finance and at the Securities Operations Forum.
目次
Preface.
About the Author.
Chapter 1. Cash Accounts.
Sale of Securities.
Paying for Securities by the Sale of Other Securities.
Delivery against Payment.
Employee Stock Options.
Chapter One Questions.
Chapter 2. Initial Federal Margin Requirements.
Purchases.
Sales.
Meeting a Margin Call.
Chapter Two Questions.
Chapter 3. Initial and Minimum Maintenance Requirements.
Initial Requirements.
House Requirements.
NYSE Minimum Maintenance Requirements.
Chapter Three Questions.
Chapter 4. The Special Memorandum Accounts.
Customer’s Account.
Chapter Four Questions.
Chapter 5. Short Sales.
Covering Short Sales.
NYSE Minimum Maintenance Requirements.
Sample Transactions.
Short Sale versus the Box or Short against the Box.
Prime Broker.
Chapter Five Questions.
Chapter 6. Bonds.
U.S. Government Securities.
Zero-coupon Government Obligations.
Municipals.
Nonconvertible Corporate Bonds.
Chapter Six Questions.
Chapter 7. Miscellaneous Categories.
When-Issued and When-Distributed Transactions.
Segregation of Customer’s Securities.
Review of Customers’ Accounts.
Interest charges.
Margin of New Issues.
Day trades.
Chapter Seven Questions.
Chapter 8. Options.
Definition.
Additional Definitions Related to the Type of Options.
Examples.
Requirements for the Purchase and/or Sale of Options.
Long-Term Equity Anticipation Securities.
Other Types of Options.
Additional Details Concerning Options.
Chapter Eight Questions.
Chapter 9. Portfolio Margining.
Margin Deficiencies.
Chapter 9 Questions.
Appendix A. The Federal Reserve.
Appendix B. Customer Margin Account and SMA Sheets.
Appendix C. Answers to Chapter Questions.
Appendix D. Final Examination Questions.
Appendix E. Final Examination Answers.
Glossary of Terms.
Index.
About the Author.
Chapter 1. Cash Accounts.
Sale of Securities.
Paying for Securities by the Sale of Other Securities.
Delivery against Payment.
Employee Stock Options.
Chapter One Questions.
Chapter 2. Initial Federal Margin Requirements.
Purchases.
Sales.
Meeting a Margin Call.
Chapter Two Questions.
Chapter 3. Initial and Minimum Maintenance Requirements.
Initial Requirements.
House Requirements.
NYSE Minimum Maintenance Requirements.
Chapter Three Questions.
Chapter 4. The Special Memorandum Accounts.
Customer’s Account.
Chapter Four Questions.
Chapter 5. Short Sales.
Covering Short Sales.
NYSE Minimum Maintenance Requirements.
Sample Transactions.
Short Sale versus the Box or Short against the Box.
Prime Broker.
Chapter Five Questions.
Chapter 6. Bonds.
U.S. Government Securities.
Zero-coupon Government Obligations.
Municipals.
Nonconvertible Corporate Bonds.
Chapter Six Questions.
Chapter 7. Miscellaneous Categories.
When-Issued and When-Distributed Transactions.
Segregation of Customer’s Securities.
Review of Customers’ Accounts.
Interest charges.
Margin of New Issues.
Day trades.
Chapter Seven Questions.
Chapter 8. Options.
Definition.
Additional Definitions Related to the Type of Options.
Examples.
Requirements for the Purchase and/or Sale of Options.
Long-Term Equity Anticipation Securities.
Other Types of Options.
Additional Details Concerning Options.
Chapter Eight Questions.
Chapter 9. Portfolio Margining.
Margin Deficiencies.
Chapter 9 Questions.
Appendix A. The Federal Reserve.
Appendix B. Customer Margin Account and SMA Sheets.
Appendix C. Answers to Chapter Questions.
Appendix D. Final Examination Questions.
Appendix E. Final Examination Answers.
Glossary of Terms.
Index.
主題書展
更多
主題書展
更多書展本週66折
您曾經瀏覽過的商品
購物須知
外文書商品之書封,為出版社提供之樣本。實際出貨商品,以出版社所提供之現有版本為主。部份書籍,因出版社供應狀況特殊,匯率將依實際狀況做調整。
無庫存之商品,在您完成訂單程序之後,將以空運的方式為你下單調貨。為了縮短等待的時間,建議您將外文書與其他商品分開下單,以獲得最快的取貨速度,平均調貨時間為1~2個月。
為了保護您的權益,「三民網路書店」提供會員七日商品鑑賞期(收到商品為起始日)。
若要辦理退貨,請在商品鑑賞期內寄回,且商品必須是全新狀態與完整包裝(商品、附件、發票、隨貨贈品等)否則恕不接受退貨。