商品簡介
This reference on US federal securities laws offers practical guidance on raising business capital funds in the US and international capital markets. In addition to explaining capital markets transactions, the book also explains the ‘ecosystem’ of the laws and policies surrounding these transactions. Coverage encompasses syndicate procedures and underwriting documents, initial public offerings, trading restrictions, liabilities and due diligence, and FINRA rules for securities offerings. Other subjects include international securities offerings, innovative financing techniques, convertible and exchangeable securities, debt restructuring, and asset-backed securities. The book does not discuss public finance, nor does it cover the sale of securities by federal or state governmental entities. This fifth edition adds updated and expanded material. Annotation c2016 Ringgold, Inc., Portland, OR (protoview.com)
